Psychoanalysis
and Contemporary Thought 7, 1984, 147-194.
Freudian Psychoanalysis and Information
Processing:
Notes on a Future Synthesis
ROBERT DE BEAUGRANDE, Ph.D.
THE INFORMATION-PROCESSING APPROACH
The information-processing approach has
offered new perspectives on many issues in human psychology, such as language,
memory, and comprehension (Lindsay and Norman, 1972; Anderson and Bower, 1973;
Loftus and Loftus, 1976; Rumelhart, 1977). The basic analogy between
information processing and human functions should be construed on the level of metapsychology,
whose domain, according to Pribram and Gill (1976), should now be a
"biological cognitive control theory" (p. 14). As noted by Rosenblatt
and Thickstun (1977), Freud himself admitted the fundamental possibility of
reinterpreting the basic corpus of psychoanalytic observations by means of a
new theoretical superstructure. Viewing the human as a complex system
traversing a pattern of information states helps us to formulate complex
problems and issues in tractable and operational ways, as demonstrated by
research on visual perception (Sperling, 1960; Eriksen and Collins, 1967; Horn,
1975; Kosslyn, 1975; Minsky, 1975; Waltz, 1975).
However, the information-processing
approach by itself is extremely general and must be specified with careful
attention to the concerns of each domain that it is applied to. Some of its
fundamental assumptions, which will be elaborated further on, are as follows:
1. Information is a designation for
any configuration in a system as compared to the alternative configurations of
that system, and processing is a mode of acting upon-building, searching,
matching, changing-such configurations.
2. The performance of a processing system
can be viewed as problem-solving, defined as the search and selection of
pathways from one state to another, e.g., moving from unknown to known'
unfamiliar to familiar, plan to goal, and so forth.
3. Psychological entities, such as
thoughts, meanings, and emotions, are processing events, where event
is defined as a change of state. An object is one outcome of an event
that constitutes (identifies, classifies, etc.) an entity. A theory for any
given psychological entity should represent the dynamics of the relevant
processing events as exactly as possible. Black-box models that discount all
operations between input and output are ultimately unproductive because, from a
human standpoint, input and output must also be constituted as
"events" and hence must reflect their dynamic conditions.
4. Some processes are general;
others are specialized. The interaction between general and specialized
processes can create and control elaborated complexes of behavior and cognition
for a wide variety of occasions.
5. Processes are partly physiological
and partly symbolic. On the one hand, a process involves the activation
of nonrandom neural patterns with a characteristic result; on the other hand, a
process represents something that is related in a symbolic way to those
patterns. The physiological and the symbolic' aspects are present in all modes
of processing, although their mutual interactions and dominances can fluctuate
widely from case to case.
6. A human process can vary; it
need not run in precisely the same way for all people, nor even for the same
person on different occasions. Variations can easily arise from divergences in
motivation, time, automaticity, resource load, -and so on. However, this is not
to say that the process is uncontrolled or random. Rather, a process is
properly defined as a community of related physiological and symbolic events
whose preconditions and results are, for human purposes, classified together.
The same results might be attained with different means on another occasion.
7. Human actions should be specified in
terms of their intentionality; at some level of processing, the human
intends to relate the physiological with the symbolic and to group together
associated actions as a single process. An account of what humans do includes
their beliefs about what they're doing. However, this intentionality may not be
open to introspection or observation. In particular, automatic processes are
constructed and refined precisely to operate without attentional supervision,
and thus to conserve resources. The mind sets a threshold at which these processes
are triggered by appropriate conditions.
8. Reality is a human model that
provides orientation and explanation in the face of everyday experience. Social
order results from a general (though seldom universal) consensus about the
validity of a particular reality-model and of the human actions that enact,
maintain, or interpret it.
9. Potentially at least, any process can evolve,
given appropriate conditions or intentions. However, not every such evolution
is equally successful or persistent. Learning occurs when the human has
undergone an evolution that modifies or expands his or her repertory of
reliable operations. Ideally, learning could he optimized if we could represent
and guide the evolution of the instrumental processes, about which we still
know far too little.
10. Errors and dysfunctions
occur when there is a serious or persistent problem in processing operations. A
certain error margin is a natural side-product of the variety and complexity of
human processing. Yet, severe limitations or disabilities can accumulate when
operations are non-strategically organized. Learning disabilities may be less a
predetermined product of genetic potential than an accidental product of
unguided, disadvantageous process evolution.
The value of this approach depends on
whether its models of human cognition and behavior support orientation and
explanation in the exigencies of research and practice. If they do, they
(concurrent with other models) meet the criteria of “reality" as defined above. Some implications and
consequences of building such models for psychoanalysis are outlined below.
EMPIRICAL PSYCHOLOGY VERSUS PSYCHOANALYSIS
There have been several disagreements
between empirical science and psychoanalysis in the course of their history.
One of the major disputes has been that of physiological versus symbolic
factors. During his long and busy career, Sigmund Freud combined physiological
issues with symbolic ones in a powerful and original way. In his later years,
he favored a purely "psychological" approach to psychoanalysis, one
that would not rely on biological and neurological concepts. But, as Pribram
and Gill (1976) observed, this separation is neither feasible nor desirable
from the standpoint of contemporary science; nor was it made in Freud's (1895)
original "Project for a Scientific Psychology." To exclude the
biological from the psychological is to re-create the old Cartesian mind-body
dualism and to dangerously fragment our model of the human being. Moreover, the
unconscious is a domain that can have no place in Cartesian dualism (von
Bertalanffy, 1964).
Freud certainly countermanded the most
basic concepts of scientific positivism when he asserted that the physiological
was under the control of the psychological. This new outlook encouraged an
undue neglect of biological contexts. The physiological aspect was consequently
displaced by metaphorical constructs, such as the "anthropomorphic"
and "hydrodynamic" frameworks attacked by Peterfreund and Schwartz
(1971). The question is not whether physiology and biology will be included in
the foundations of psychoanalysis, but only what implicit or explicit
frameworks will he used. If physiology is ignored or discounted, it becomes
necessary to invent elaborate substitutes that cloud our view of the issues,
such as the problematic and recently criticized construct of "psychic
energy" (Rosenblatt and Thickstun, 1970; Peterfreund and Schwartz, 1971).
A negative consequence of one-sided
"psychological" viewpoints is the inability to base a consensus on
physiological factors. Hence, there has been almost unlimited diversity of
terms and models in psychotherapy (Reisman, 1971; Brown, 1976) as well as a
corresponding tendency among psychoanalysts to adopt a highly individualistic
approach to their work (Ford and Urban, 1963). This has meant that there are no
widely accepted standards for constructing theories or for turning them into
therapeutic methods.
An equally negative consequence is that
Freud's heritage is not integrated with the central concerns of empirical
psychology in America. For several decades, behavioral psychology
overemphasized the physiological at the expense of the symbolic, at least as
radically as the Freudians had done the opposite. The need for a metapsychology
of higher-order abstractions for making and interpreting observations was
denied for a long time in hopes that simplistic measurements and tight controls
would ensure the validity of evidence. To some degree, this stance injected
into scientific inquiry itself the mind-body dualism by splitting the scientist
into the dichotomy of subject and object. Scientists failed to acknowledge
their own symbolic response to the physiological data they were gathering. Only
recently has this position been recognized as untenable, especially for
psychology (Rosenblatt and Thickstun, 1977).
The dispute over physiological versus
symbolic factors is only the first point of contention between empirical
psychology and psychoanalysis in America. At least four others should he noted.
The second is the dispute over statistical generality versus the individual
patient. Whereas experimental findings are customarily stated in terms of what
most subjects have in common. Freud and his successors recognized a strong
personal component in the subject's tendency to assign symbolic functions,
especially in dreams. On the one side, statistical significance is expected to
protect empirical science from accidental or idiosyncratic evidence. On the
other side, psychoanalysis deals with, and is responsible for, the individual
patient, no matter how unique the causalities may be in each case. In fact,
many disturbances arise precisely from improbable, idiosyncratic processing
that impedes functional interaction with socially accepted reality. The third
dispute is closely tied to the second, namely, quantitative versus qualitative
discovery. American "science" heavily favors numerical statements, no
doubt because numbers seem relatively "objective" across a whole
community of sciences. The reliance of empirical psychology on statistical
methods conflicted with the need of psychoanalysis to describe syndromes in
terms of features and tendencies, often supplied by the patient's own
introspection. However, as Rosenblatt and Thickstun (1977) point out,
qualitative, introspective data can be quantified with such methods as rating
scales; and "premature and misguided attempts at mathematization of
behavioral data, in emulation of the physical sciences, have on occasion
obscured and stultified the development of original concepts in
psychology" (p. 12).
A fourth dispute concerns linear versus
multiple causality. Again inspired by the physical sciences, empirical
psychology has inherited the Newtonian notion of a simple, one-way cause/effect
chain; but psychoanalysis has to explore circular and multiple causalities (yon
Bertalanffy, 1968). In the classic experimental design, each stimulus event is
assumed to elicit a response event in a deterministic, lawlike way. But in
psychotherapy, a symptom, such as anxiety, can arise from several causes in
interaction and may persist even when such causes are removed, because others
have taken over the same function (see Bowlby, 1969). A causality that explains
experimentally controlled responses has different concerns from a causality that
guides therapy.
A fifth dispute, and one closely related
to the issue of causality, is the issue of explicit versus concealed
motivation. Behavioral psychology devises special environments in which the
subject's actions are controlled by different rewards and punishments.
Supplying clear motives is an explicit part of routine experimental design, and
much less attention is paid to the subject's symbolic model of everyday
reality. By contrast, psychoanalysis assumes that behavioral patterns can arise
from elaborately hidden motives which the disturbed subject wants to ignore or
repress. What counts as a reward or a punishment for the individual subject
might seem fully inconsistent with explicit, general values and goals in
society.
Although these disputes are substantive
and complex, the isolation and fragmentation of psychoanalysis is regrettable.
An important branch of psychological application is cut off from the mainstream
of controlled research on perception, comprehension, and memory-the basic processing
involved in dealing with human experience and deciding what it means. Future
progress crucially depends on overcoming this separation by means of a
cumulative general theory (von Bertalanffy, 1964).. In this paper, I shall try
to outline one prospective framework. for such a theory and to suggest how some
of the Freudian heritage may be restated in terms of the information-processing
approach. Obviously, at this stage such an attempt can he no more than a
preliminary proposal. But, in view of the pressing need for more concerted
interaction between psychoanalysis and empirical psychology, the effort may
prove worthwhile.
PHYSIOLOGICAL FOUNDATIONS
It now seems reasonably certain that the
physiological basis for thinking, remembering, reasoning, acting, and so on, is
electrochemical impulses. In the past it was fashionable to view the mind as a
static filing cabinet with documents being entered, removed, and carried about,
for example, in the "pigeonhole" view of memory criticized by Kintsch
(f977). It now seems more appropriate to regard the mind as a richly structured
apparatus whose "contents" are patterns of excitation and
transmission. For instance, recalling information in memory requires a change
in the activation level of a stored pattern (Morton, 1970), rather than a
messenger taking a paper from one pigeonhole and placing it into another. It is
fundamental to the nature of electrical impulses that they are ongoing events,
not fixed objects. It follows that the human brain and body can be substantially
reconfigured by the transmission of neural impulses.
The chemical aspect of human processes is
another important dimension. Chemical processes typically change the character
of the participating substances. Some of the changes are irreversible; others
trigger further changes in a chain reaction. The point is that, potentially at
least, chemical impulses are able to fundamentally alter the conditions under
which they take place and thus create new conditions for other impulses. To
demonstrate that the basic physiological conditions are relevant for
understanding the character of human processing, we would have to show that
those conditions can account for significant properties of human cognition and
behavior. This demonstration is not too difficult. Let us consider how some
basic differences between a simple computer and the human brain arise from
corresponding differences in their physiological construction.
The simple computer is built of stable
conductors and insulators. Operations are mainly executed via the opposition
between the open and closed circuits. Each impulse reconfigures a pattern by
closing open circuits and opening closed ones. In the human brain, in contrast,
an impulse can reconfigure a pattern in a variety of ways that are sensitive to
ongoing conditions. One of these conditions is the state of other patterns in
the same system and their strength of association with the target pattern. The
changes effected by electrochemical impulses during learning, thinking, etc.,
are vastly complex with respect to the number and nature of states that can be
reached. Hence, we should predict that this major physiological difference will
be reflected in the operational properties of the simple computer versus those
of the brain.
Such is indeed the case in the
well-documented trade-off of storage versus search (Loftus and Loftus, 1976).
The human mind has vast storage but rather unreliable search capacities,
whereas the simple computer has comparatively limited storage but reliable
search capacities. Presumably, the results of an impulse being transmitted
through the system are relevant to this difference. The computer configures its
circuits and leaves them fixed in that pattern and location. (This is as true
of adjunct computer storage devices, such as disks and tapes, as it is of
on-line memory.) Thus, search can go at once to the right place and get back
exactly what was stored. In exchange, though, these fixed and rigidly
maintained configurations and access pathways take up a great deal of space in
the computer's memory and have to be updated by special commands. The brain, in
contrast, configures itself in patterns that may well evolve or update their
Vocational properties (loss, reduction, conversion, etc.) as a by-product of
subsequent impulses. Hence, search can't count on taking the same pathway again
or getting back exactly what was stored before; as a result, search is less
reliable. In exchange, -though, these flexible, interactive configurations
allow for efficient use of storage space and thus for the staggering memory
capacity in humans. Patterns get compacted, simplified, merged, enriched,
reused, and redesigned, in such a way that traces can be retained and
integrated from enormous quantities of material.
The dynamic construction of the brain was
not given due consideration in early theories of learning. In the wake of
Darwinism, most such theories incorporated the mechanistic assumption that the
brain's capacities were genetically fixed, like those of a hard-wired
circuit-board (Galton, 1883; Spearman, 1904). This view provided a handy alibi
for the failure of a person-or in Jensen's (1972) "theory," of a
whole race-to succeed in school: poor "hardware" in the head. The
"fixed mind" became a banner notion for such aberrant projects as eugenics,
which proposed to sterilize people with inferior intelligence (Kamin, 1974).
Today, theorists of highly diverse
persuasions concur that the potential of the mind for evolution is much greater
than is normally attained, and that it is only to a small extent fixed in
advance by physiological limits (Combs, 1952; Otto, 1968; Ouspensky, 1968;
Maslow, 1971; Marks, 1982). As John McVicker Hunt (1970) concludes from the
available evidence, "if the manner in which encounters with the
environment foster the development of intellectual interest and capacity were
more fully understood, it might be possible to increase the average level of
intelligence within the population substantially" (p. 346).
The same lesson can be drawn from mental
dysfunctions. Although they can be inherited, they can also result from
evolutions during any stage of the person's life. The capacity of
electrochemical impulses to alter their own conditions and participating
substances could account for the variety and uncertainty of mental evolution.
At some point, unfavorable conditions are created for certain processes or
classes of processes, and a disability occurs. If not corrected, this effect
could be intensified and propagated until gross behavioral disturbances, such
as hysteria, are manifested. The fact that such disabilities can be corrected,
at least part of the time, is natural if we assume they have originated in a
vastly flexible and adaptive system.
It
should follow that physiological countermeasures can be devised for psychological
disturbances. However, such cures cannot be the kind used by early clinical
psychotherapy, whose attitude was like that of a child shaking and banging a
damaged toy in hopes that it will fix itself. Electric shocks and other gross
impulses were administered, even though clinicians lacked a detailed theory of
how or why this might correct a mental disturbance. Clearly, the mind got
thoroughly shaken up; but there was no plausible theory to relate these gross
physiological interventions with the complex and subtle symbolic causalities of
the disturbance. At most, the patient learned to repress or disguise the
symptoms in order to escape further persecution.
The lack of knowledge about the symbolic
aspect was also a factor in the heavy-handed tinkering of brain operations. The
dysfunctional brain location was cut out of, or disconnected from, the organism
because nobody understood how to reconfigure the disturbed processes. The
patients were "cured" by trading the disturbance for dismemberment.
The symptoms disappeared, often along with many other brain functions. There
was no way to make the operation specific and controlled enough to provide a
cure with the least possible impact on the whole system.
SYMBOLIC FOUNDATIONS
A symbolic relation exists wherever human
processes elect to define or treat one thing in terms of another. As Langer
(1951) points out, even the basic "perception of form is abstraction"
and therefore results from "the process of symbolization" (p. 59).
Some symbolic acts are very simple, as when a physical sensation is interpreted
as "heat" or "cold." Others are quite elaborated and
complex, as when a configuration of experience is interpreted as "personal
failure." Undoubtedly, the strongly developed symbolic function
contributes to the impressive ability of human processing to conserve resources
and storage by grouping comparable things together and interpreting new
experiences according to high-powered representations of types. But in
exchange, the rich and variegated possibilities for constructing symbolic
relations make processing less reliable. Depending on what representation is
needed for a given item, the item may be processed in many ways. The mind has
to declare its current specifications and then to sort out a large quantity of
items that match those specifications in diverse symbolic modes. Understandably
enough, this diversity has made experimental psychologists reluctant to study
the more complex symbolic action domains.
Folk-wisdom maintains that even simple
computers are far less subject to error than humans. The notion of
"error" is a very literal one here: failure to attain a precisely
specified result from an equally precise operation. In a more powerful sense,
the simple computer is, on the contrary, much more prone to major errors than
the skilled human whenever heuristic reasoning is needed to identify, define,
and structure a new problem. The computer's physical construction, which
enables such reliable search, also severely limits its symbolic potential. Most
programs can't recognize analogies, fit old ideas to new cases, apply common
sense, jump to conclusions, correct odd deviations from the norm, and so on
(Collins and Quillian, 1972; Collins, 1978). For most computers, the symbolic
function demands an explicit statement assigning representations to events (or
vice-versa). Some new approaches to programming have tried to offset these
limitations by stating more abstract patterns that input should match
(Pavlidis, 1977; Waterman and Hayes-Roth, 1978) and by taking everyday
world-knowledge into account (Winograd, 1972; Minsky, 1975; Bobrow and
Winograd, 1977; Fahlman, 1979; Schank and Riesbeck, 1981). However, as we'd
expect in view of the search versus storage trade-off, these new programs tend
to consume large amounts of memory and to need considerable respecification for
each new domain of knowledge. Evidently, the human ability to reason about
vaguely specified or unstable domains allows a complexity and subtlety that
reduces major errors, even though it increases minor (literal) ones.
Nonetheless, human errors and breakdowns
do occur for many reasons. The syndromes studied by Freud and his successors
involve physiological disturbances with highly symbolic correlates. The
"normal" causality, where an acute symptom arises from an organic
lesion, is replaced by a hidden symbolic causality; when the latter is
uncovered during therapy in a way that convinces the patient, the symptoms may
disappear, although they may also persist or return. Here lies the central problem
of psychoanalysis and psychotherapy. Given the vast, possibly infinite human
potential to assign symbolic relations and functions, how can we determine and
treat the relevant cause of any particular disturbance?
One first step would be to identify classes
of events that are likely to function as pathogenic. Freud himself (1923)
devised a classification of mental events according to a trilogy of concurrent
constructs he called "ego," “superego," and "id." The
“superego" was a monitor created by internalizing the directives of
parents and society about what was or was not acceptable. The "id"
was the sum of basic "drives." The "ego" was the
self-concept ("character") being stimulated by the "id" and
controlled by the "superego" in everyday reality. In a repressive
society, the "ego" is likely to be caught in severe conflicts between
these two sources of commands. Any such conflict could become a plausible
candidate for triggering a disturbance. The events of the conflict would he
dismissed from conscious awareness and given some symbolic representation that
in turn waited to reassert itself in an error, or in severe cases, in a
syndrome.
Recent critics have noted that this
Freudian scheme tends to propagate an anthropomorphic (or at least animistic)
view of the mind as a set of agents (Peterfreund and Schwartz, 1971). Freud
himself was prone to describe his constructs in terms that would be more
fitting for a person. In one source (Freud, 1940), for instance, he says:
"the ego strives after pleasure.... the ego gives up its connection with
the external world and withdraws into a state of sleep" (p. 146). Nash
(1963) comments that "Freud's metaphor of intrapersonal persons"
makes processing look like a "dramatic interaction" of the "inner
players of a play-within-a-play" (p. 341). The unity of the human
processing system is obscured by these agents whose exact relationships to each
other in any specific event or disturbance are very hard to clarify. To view
behavior as driven by inner conflicts among undifferentiated animate opponents
is to grossly oversimplify the case and to obscure the more subtle modes of
therapy.
A more abstract account would be that a
causal disturbance can be converted into a symbolic symptom if the person is
rejecting it and refusing to deal with it for what it is. This rejection could
repress the conscious awareness of the disturbance, but not the unconscious
need of the disturbance to be resolved. Eventually, this need engenders a
different-order symbolic disturbance that appears to demand an organic (usually
medicinal) resolution. Yet, since the causality is elaborately symbolic,
organic treatment is more likely to reduce the symptoms than to provide a cure.
Only if the patient would recognize and deal with the original disturbance could
an effective cure be attained.
Freud reasoned that the patient represses
the cause if the latter is in some domain that instills strong negative
affects, such as fear, anxiety, or repulsion. Freud's preoccupation with
sexuality stemmed from the evident fact that this domain, more than any other,
aroused those negative affects in the society of his times. For instance, he
assumed that an "instinctual drive" that was strongly repressed might
convert desire to the opposite feeling of repulsion-a physiologically complex
change, but a symbolically simple one. A thing is more closely associated with
its opposite (e.g., "night" and "day") than with an
unrelated thing (e.g., "night" and "elbow"). The polarity
of opposites is recognizable precisely because of their similarity of structure
(Freud, 1916-1917).
Another
grave problem is how to gather evidence of symbolic constructs. Freud freely
took evidence from his own introspection, other people's reports, observed
errors and disturbances, and even myths (e.g., Oedipus). Like many
psychoanalysts after him, Freud often had to take the patient's word for what
the original experience was like and what it meant. Freud's early work used
hypnosis to get patients to reveal clues about pathogenic events. Later, he
found that therapeutic discourse was often more useful.[1] Patients were
encouraged to perform "free association," whose content was a free
flow of symbolically related materials. Freud (1916-1917) hypothesized that
this activity would reveal personal constructs and representations tangential
to the disturbance, e.g., to the pathogenic event for a syndrome. He thought
that the usual monitoring of one's utterances would be relaxed, and that each
association would be "strictly determined by important inner attitudes of
the mind, which are unknown to us at the moment" (p. 96).
Freud soon realized that his success with
neurotic patients suggested a very general phenomenon: the ability of mind and
body to create and enact symbolic representations of all sorts. He surmised
that "those commonplace occurrences which have been cast aside as all too
insignificant" can "betray very important things" (p. 26). The
errors of everyday life might be signals of the "interference of two
different intentions" (p. 40). He saw dreams as a striking illustration
that, without conscious control, symbols for one's real or imagined experience
are devised and elaborated with amazing complexity and subtlety. Here, also,
Freud assumed that the tendency to transfer or convert would be stronger if the
person's "conscious" mind had not resolved the material; and again,
sexual issues were the most obvious candidate for conscious rejection. However,
many other sources were also uncovered by close analysis, such as extravagant
wishes, ambitions, guilt feelings, and unpleasant or salient experiences in
one's past.
On the other hand, the extreme variability
of symbolic constructs is probably being underestimated if we routinely expect
to find sexual issues as the cause. We clearly need further modes of evidence
besides introspection, verbal reports, and errors. Despite common beliefs to
the contrary, there is more experimental evidence bearing on Freud's theories
than on most other theories of personality or development (Fisher and Greenberg, 1977). However, there is little
consensus about how Freud's theories can he tested or validated, and practical
obstacles abound. Subjects might well conceal or disguise the very data that an
investigator would want to evaluate; or if they did not, then repression and
avoidance couldn't be as strong as Freud claimed. Many developments would
require several years (e.g., the impact of early childhood on adult neuroses),
during which continual observation would-be necessary. In addition, strict,
stable causalities are hard to find; for example, even if one were to
reconstruct an experience and then put the patient to sleep, it is unlikely
that the same dream would be triggered again.
There are problems even in using the
battery of methods in psychiatry and personality psychology, such as
interviews, questionnaires, inventories, Rorschach blots, and anxiety measures
(survey in Fisher and Greenberg, 1977). Many of these methods entail an
elaborately symbolic component-how subjects want to represent themselves, how
they interpret the test and the testing situation, and so forth-whose
elucidation is critical for a full evaluation of the findings. The symbolic
function adds a complex variable to causalities governing much of human
activities, including scientific research itself. Until this function can be
reliably accounted for, psychoanalysis and empirical psychology will not be
firmly reconciled.
BASIC PROCESSING OF INFORMATION
Here is where the information-processing
approach offers a major advantage by defining both physiological and symbolic
entities in common terms as structured events in human processing. It seeks to
model the complex dynamics involved and to find unified modes of
representation. It acknowledges that all human actions have a symbolic aspect,
leaving no grounds for excluding from study those traditionally eschewed as
"subjective" by experimentalists; in fact, there is no way to do so.
No mind-versus-body dualism is needed-the physiological and the symbolic are
simply two aspects of processing events.
The classical
"stimulus-response" mechanism was usually demonstrated with extremely
simple cases. The stimulus was sharp and direct (e.g., an electric shock), and
the response followed regularly and immediately (e.g., pushing a lever or
running through a maze). This simplicity, combined with a preference for
low-order animals as subjects, created the illusion that the whole mechanism
involved no symbolic aspect. The most exaggerated extension was Skinner's
(1957) attempt to explain language itself as direct "conditioning,"
without regard for the intensely symbolic character of communication.
Predictably, all of Skinner's illustrations came from reductive situations in
which people's utterances stimulated, or were stimulated by, external events
(e.g., "pass the salt").
From the standpoint of information
processing, it is clear that in most human situations the relationship between
a stimulus and a response is partly symbolic, obeying the cognition that the
stimulus and the response represent things that make them relevant to each
other. In the causality of a neurosis, this assignment of representations is
atypically personal and mediated; symptoms are triggered by events that, in
terms of social agreement and physiological necessity, need not cause such
effects. A substantial portion of pathogenic "conditioning"
(configuring of processes) is done in a mental domain to which both the patient
and society are denied immediate access. Impulse configurations are
reconstructed until an idiosyncratic stimulus (converted experience) elicits a
manifest response (external symptom). This exceptional causality does not make
the symptoms any less real or distressing for the patient. The more the
symptoms intervene in one's actions, the more they tend to acquire "reality"
in the sense defined at the start of this paper. From an information-processing
standpoint, the "conscious mind" is the sum of attentional events,
whereas the "unconscious mind" is the sum of nonattentional events.
The "preconscious," which Freud (1900) seemed to view as the buffer
for materials passing from the unconscious into the conscious, would he the sum
of events that are close to the threshold of activation but have not actually
arrived (cf. Morton, 1970). If we assume that the electrochemical processes of
thought and memory are constantly acting upon their own conditions and
substances, then there should be some unconscious activity going on at all
times, no matter what the person may be attending to. Of course, attention can
direct a large portion of cognitive resources to an intended cognition or
operation. But, the prior structure of one's knowledge can
"preconfigure" incidental processing whose relatedness to current
attentional focus is accidental or remote.
Freud tended to envision the unconscious
as the domain of affect and the conscious as the domain of cognition, although
the foregoing scheme suggests that no such division is made-there could easily
be conscious affects and unconscious cognition. Weiner (1975) has shown that
basic cognitive tasks can bring a conflict-resolving insight into disturbing
affects, indicating a closer relationship between the affective and cognitive
domains than is assumed in traditional psychoanalysis. However, the fact that
affects are evidently powerful and persistent states makes it probable that
they (or events including them) often elude immediate resolution and call for
additional processing on the unconscious level. This probability would be
particularly strong if people try to deny or conceal affects in social settings-a
long-standing tendency in some cultures.
In automatic processing, the person
selects a preconfigured action pattern and lets it run without conscious
supervision (Norman and Shallice, 1980; MacKay, 1982). Automatic process,es are
hard to set up and monitor, but once they are working, they are rapid and
economical (Shiffrin and Schneider, 1977). Freud (1935 himself noted that slips
and errors may he absent during automatic processing, yet may occur when
attention is in focus:
A great number of actions may be carried
out in a purely automatic way with very little attention and yet quite
successfully many acts are most successfully carried out when they are not the
objects of particularly concentrated attention, and mistakes way occur just on
occasions when one is most eager to he accurate, that is, when a distraction of
the necessary attention is certainly not present [p. 29].
Apparently, ongoing operations cap be
influenced or even controverted by some processing events that are not
receiving either attention or intention.
Consider what happens during 'everyday
processing. When an event (an experience or cognition) is registered, it is
rapidly interpreted in working memory and then stored as a representation in
longer-term memory. Its nature and significance are constituted by recognizing
it as an instance of, or a n analogy to, something that was already known and
stored. This whole operation can he defined as problem-solving. finding a
resolution for the unknown or unfinished, and carrying out any tasks involved
(Newell and Simon, 197@). To the extent that this particular event is novel,
unexpected, or complex, it may not be fully accounted for before it gets
stored. It way remain fragmented, ambivalent, incomplete, or problematic, and
therefore want further processing, even though the person's conscious resources
have been directed elsewhere. It follows that this problem-solving sequel can
only be done unconsciously until some threshold of satisfactory account is
attained; and even then, the dynamic nature of storage might enact further
reorganizations in the wake of still newer events. The ability to construct
rich analogies and associations allows considerable freedom for further
interpretations of any one event. In general, preference will go to
problem-solving operations that impose order and explanation on experiences.
Yet, Freud's famous slips and errors might he a side-effect of peripheral
processing that resolves problems in unexpected or undesirable ways (e.g., by
revealing an intention the person wants to conceal).
Suppose that the event is significantly
disturbing because it conflicts with major expectations or motives. The person
has to make a choice in a hurry: to retain the disturbing event in working
memory where it is most influential and conspicuous, and try to resolve it
somehow; or to push it out of working memory into storage where, though still
unresolved, it is at least not in the focus of attention. Obviously, the second
solution-immediate release from intense disturbance--looks attractive,
especially when a satisfactory resolution might demand large and arduous
alterations in one's structure of expectations and motives. However, the event
thus "repressed" (dismissed from working memory) goes on demanding an
account and presumably attracts some resources from the peripheral processes
that are steadily acting upon storage. These processes should tend to convert
the event in hopes of reducing or removing its disturbing aspects. The symbolic
function is activated to solve the problem of creating a version remote from
the proximate but unwelcome one. Conditions should now favor the idiosyncratic
and surprising constructs typically uncovered during psychoanalysis. The person
would naturally be unaware of these constructs manufactured outside of
conscious awareness. Later events may trigger associations with these
constructs, though the individual has no way of recognizing what is going on.
Instead, negative associations are elicited by events whose relation to the
original negative sensation is not consciously known, since the progress of
symbolic conversion has not been monitored.
A person's set of socially conditioned
directives on action constitutes what Freud called the "superego."
One's set of biologically conditioned directives on action constitutes what he
called the "id." However, these sets are probably neither
independent, nor in steady conflict, unless there is some additional division
between the two domains, such as all functions of the "superego" being
conscious or cognitive (rational) and all functions of the "id" being
unconscious or affective (emotional). However, during everyday processing, the
thresholds of conscious versus unconscious or cognitive versus affective are
flexible in regard to both social and biological motivations. In between the
"superego" and the "id," Freud situated the ,&ego"
interacting with everyday reality and correlating its specifications and
requirements with these internalized sets of directives. The ego should have
considerable input from both the cognitive and the affective domains, but so
far, it is not clear why the ego must be trapped in conflicts between these two
domains of a different order and with different consequences. Peterfreund and
Schwartz (1971) suggest that
phylogenetically older systems, clinically
those involved in drives and emotions, are able to play especially crucial
roles in motivation.... Though they may he relatively less complex
information-processing systems in themselves, they may nevertheless enter into
the overall information processing of the organism at crucial points; they may
enter deeply into the logical organization of programming; they may have
high-priority positions. They can therefore exert an extremely powerful
influence, appear to "demand attention," and even, at times, make the
organism appear to he "out of control" in the clinical sense [p. 181]
Although the biological and affective
domains may be older, a phylogenetic account still seems inadequate by itself
(as if the "mind versus body" dualism could be exchanged for an
"older versus newer" dualism). The priority of these domains in
current processing might be accounted for if: (a) a simpler organization tends
to be activated faster and more easily than a complex one; (b) predominantly
affective states persist in memory without rehearsal better than predominantly
cognitive ones; (c) the denial of affect-oriented goals is more unpleasant than
the denial of cognition-oriented ones; and so on.
Hence, more research is needed to
determine why and how acute or pathogenic conflicts occur between affective and
cognitive aspects. Freud (as well as Nietzsche) assumed that society had
adopted an unrealistically hostile outlook toward biological needs, such that
the conscious actions of the "ego" become diffuse and distorted. In
terms of processing, routine events could receive divisive interpretations and
elude definitive resolution until an elaborated construct of poorly integrated
ideas and experiences engenders manifest disturbances of thought and action, i.e.,
errors and syndromes.
Freudian psychoanalysis operates on the
principle of bringing such idiosyncratic constructs and associations to the
patient's attention, where they can finally be@ reviewed and modified. At
least, the possibilities for a resolution are greatly enhanced if this can be
achieved. The analyst typically encourages free association in hopes of tracing
out unconscious relations that a more precisely defined and controlled memory
search would miss or avoid. Of course, the patient may "resist,"
i.e., persist in rejecting or concealing the underlying causalities for the
same motives that led to the original act of repression (Fine, 1973). Weiner
(1975) advocates having the patient do conflict-free cognitive tasks as a means
of circumventing entrenched defenses surrounding a pathogenic conflict. This
approach might simplify psychotherapy, which has traditionally been
complicated, circuitous, and time-consuming (Hartley and Strupp, 1980).
This sketch indicates, however, that as
long as social directives conflict with biological ones, a tendency to
interpret events pathogenically will persist throughout society. Psychotherapy
often brings about improvements that are later reversed when the patient
reenacts the same or similar processes as those that engendered the original
syndrome. Such cases may he instances of "regression" back to an
earlier and/or more primitive conflict-stage (Freud, 1900). However, they could
also result merely because the person's total environment of action and
interaction is still laden with conflict. The system unconsciously repeats
symbolic conversions, even if the person consciously knows from experience that
such a conversion doesn't lead to a resolution.
How can we envision the details of a
nonattentional symbolic conversion? Probably, the physiological (neurological)
basis is highly influential. Two events could be contaminated and lead to
disturbances or errors if ' in mental storage, they are contiguous (i.e.,
because they were originally associated in time or causality), or analogous
(i.e., because their structure or features are similar in some way). These
configurations could "print through" onto each other and result in a
seemingly unaccountable action (Norman, 198 1). The contiguity or analogy could
be quite abstract if it occurred at the very deep level where events are
represented as configurations of electrochemical impulses. Two events might he
stored in contiguity merely because they happened to the person at roughly the
same time or place, or under comparable circumstances. Structural analogies on
this level could obtain between experiences or cognitions that look quite
incongruous to common sense observation or introspection. The closeness of
opposites, cited above and very prominent in Freud's theories, is a case in
point.
A more complex possibility would be that
memory processing decomposes an event and works on its components through a
variety of associations in such a way that the end product appears incoherent
to anyone who doesn't understand its origin and evolution. This additional step
should confuse the person or the observer because the complexity of the
conversion has now increased by several orders of magnitude. Such seems to be
the case with many dreams where elaborate interpretations and revisions of
memory items take place.
No doubt, the complexity and subtlety of
such processing, and the absence of attention, would make it hard to
anticipate, recognize, or control the results. Still, we could try to specify
which conditions would encourage conversion:
1. if any event is too novel or complex to
be handled by habitual means;
2. if processing is overloaded by the
current demands imposed on it;
3. if fatigue or distraction interfere
with normal, processing;
4. if the solutions attained by initial
problem-solving are unsatisfactory;
5. if an unpleasant event is pushed out of
working memory before it can he satisfactorily interpreted or resolved;
6. if motives or ideas strongly conflict
with each other; or
7. if an internal motivation conflicts
with an external compulsion.
In all of these cases, processing should
be prone to conversions which, under certain conditions, could become
pathogenic. The more pronounced the problem, the more probable that the
converted configuration will appear deviant compared to the usual modes of
sense-making and behaving. Complex physiological and symbolic conversions could
elicit thoughts and actions that countermand what the person consciously
believes or intends. The processing known as spreading activation occurs when
an activated item "spreads" its active status to items associated
with it in the mind (Collins and Loftus, 1975). The spreading is automatic and
helps create contexts that support the recognition and interpretation of
ongoing events and the execution of complex actions (MacKay, 1982). Morton
(1970) has proposed that activation depends on accruing levels of neural ex-
citation, and thus is capable of subtle nuances. Freud's
"preconscious" would contain items fairly close to the threshold,
while the "unconscious" would contain ones that are relatively
remote; in between would he a gradation rather than a clear or fixed border.
The outcome of spreading activation is pre- configured in fine detail by the
structure of one's current knowledge. Freud (1935) envisioned comparable prior
controls on "free association":
An
association.... will be strictly determined by important inner attitudes of
mind, which are unknown to us at the moment when they operate.... in spite of
our apparent freedom of choice in such matters we cannot, in point of fact,
think of any name which cannot be shown to be narrowly determined by the
immediate circumstances, the idiosyncrasies, of the person [pp. 96-97]
This conjecture is one of the factors that
make Freud's theory seem deterministic. Still, the diversity of available
associations in mental storage allows considerable "freedom" among
possible outcomes (compare Knight, 1946). Freud is merely saying that
associations must have some prior structure in order to become operative; but
the person might be wholly unaware of what that structure is. Freud's position
is that all mental events are motivated, not random. What occurs during
processing has to respect both the structure of one's prior knowledge and the
organization of one's neurological processes. This claim fits the contention
that no symbolic function can be entirely separate from its physiological
aspect.
The role of creativity can be defined
within this framework. Although a person's knowledge necessarily has some structure
by virtue of the contiguities and analogies already constructed, the range of
possible new constructs is undoubtedly vast. The difficult question is how such
new constructs are interpreted and motivated once they appear (Beaugrande,
1979). Creative associations and representations are typically novel, but not
random; they do not deny reality, but renew our perception of reality from an
altered perspective.
If unconscious processing is also in part
a vehicle for problem-solving, the concept of "unconscious
creativity" (a domain of the so-called "primary process") seems
quite natural (Neisser, 1967) alongside the more familiar concept of conscious
creativity. The argument has been advanced that the creativity of dreams is in
part a vehicle for problem-solving (French and Fromm, 1964; Lipton, 1967;
Greenberg and Pearlman, 1978). Crick and Mitchison (1983) even contend that
dreaming has the task of discharging false or nonsensical memories generated
when the non-specific signals from the brain stem periodically excite the
neocortex during REM sleep (Melnechuk, 1983); since the goal is to unload the
neocortex of worthless signals, the conscious attempt to remember one's dreams
might be counter-productive. However, this conclusion need not follow. The discharged
ideas and images might afford important clues to the states and preoccupations
of the brain and thus shed some light on the nature and origin of pathogenic
signalling.
In summary, the information-processing
approach would account for the mind's organization and operation in more
abstract and general terms than those envisioned by the main Freudian
tradition. What metapsychology has viewed as unitary phenomena--ego, drive,
regression, depression, and so forth-are explored as complex aspects of processing
in a diversified system (Rosenblatt and Thickstun, 1977). For example, the
domains of conscious, preconscious, and unconscious are probably constituted
not as fixed units, but as adaptable aspects within the functions of
perception, comprehension, memory storage, planning, and performance. Whatever
dominances are found, such as affect versus cognition, or routine versus
creativity, are distributed across this general system, but not in fixed
proportions or sequences. Such fixity would indeed imply that major acts of
learning or therapy, such as those we can observe in actual practice, should be
scarcely attainable. In reality, the most impressive property of the mind is
its potential and inclination for evolution. On the negative end, pathogenic
events cannot be ruled out; on the positive end, there is always room for
processing to be reconfigured in more strategic modes.
Similarly, mental events are not likely to
have a unitary causality (an issue I noted as a dispute between empirical
psychology and psychoanalysis). In emulation of physics, some psychoanalysts
assumed what Peterfreund and Schwartz (1971) call "simple,
cause-and-effect, linear, one-to-one, sum-of-parts explanations" (p. 81),
or what Rosenblatt and Thickstun (1977) refer to as the "billiard ball
conception" (p. 16). The latter authors point out that multiple
causalities are more common in a complex interactive system (compare Waelder,
1936; Moore and Fine, 1968); and that human behavior is determined by the
person's motives and reasons as well as by physical or external causes (compare
Sherwood, 1969). These factors greatly increase the complexity of explanation,
therapy, and control. Even the more subtle and ingenious reconstructions of the
psychoanalyst are probably gross simplifications of the actual pathogenesis. In
the future, researchers might profit by pursuing the precepts outlined so far,
such as:
1. Physiological and symbolic entities are
defined in common terms as structured events in human processing.
2. The conscious is the sum of attentional
events, whereas the unconscious is the sum of nonattentional events; the border
between the two is nuanced and flexible.
3. Because electrochemical processes of
thought and memory are constantly acting upon their own conditions and substances,
unconscious activity is always in progress when the mind is at work.
4. Associations can he formed through any
sort of contiguity (time or causality) or analogy (similarity of structure or
features).
5. Associations can enable print-through
between configurations that, in everyday observation of behavior, might seem
disparate or unrelated.
The generality of these precepts reveals
the need for extensive specification in psychoanalytic practice. In the next
section, I shall try to outline some implications for the origin and resolution
of mental disturbances.
PATHOGENESIS AND SYNDROME
Psychological disturbances, such as
neuroses, evidently arise from protracted electrochemical conversions. Here,
the print-through that conflates contiguous or analogous configurations (or the
components of these) must he abnormally extensive and intricate. A chain
reaction or a lengthy reiteration (like a looping circuit) in nonattentional
processing might add up to a massive conversion of otherwise innocuous or routine
configurations.
Who actually contracts a neurosis should
depend on several factors. First, some proclivities appear to be genetically
transferred from parent to child. These cases should be particularly hard to
treat, if, as seems plausible, genetically transferred tendencies are extremely
persistent. However, to explain paranoia via the 44 automatic
interference" of an "archaic theme," as Peterfreund and Schwartz
(1971, p. 261) suggest, seems hardly less vague than Jung's appeal to "archetypes."
After all, the system is in its current state at any one moment, and its
history and residue must be accounted for in those terms. I suggested already
that case of activation or persistence in memory might be involved.
Second, the events of early childhood seem
to he strong determinants. Freud himself attributed this factor to the attempts
of society to repress child sexuality. However, some negative effects might
arise simply because the child's processing system is prone to be overloaded or
confused by the demands of less familiar experiences. Fewer skilled or
automatic routines are developed to conserve resources. Social directives are
not as firmly internalized as in adults. Thresholds for anxiety and
unpleasantness are harder to control. External compulsions seem unduly strong
and restrictive. Thus, the conditions favoring symbolic conversions, as stated
above, would naturally be acute for children, and patterns could arise that
persist into adult life without resolution, until a neurosis appears.
Third, anxiety can encourage a neurotic
interpretation of otherwise innocuous entities. In processing terms, anxiety is
a fairly common state when a person confronts tasks in which the outcome is
uncertain or failure entails unpleasant consequences. The person feels
inadequate, disoriented, or threatened. According to Murray (1971), moderate
anxiety can stimulate performance, but, beyond a certain threshold, anxiety
begins to overload the system and to degrade performance. In the latter case, a
further increase in anxiety is likely to occur, followed by further
degradation, then more anxiety, and so on, in a self-aggravating loop. If
conversion is probable during overload, anxiety would be a good candidate for
the extensive and idiosyncratic conversions that produce neuroses.
Fourth, relative probabilities may be a
factor (Rosenblatt and Thickstun, 1977). Basically, the whole nervous system
could he probabilistic at the level of the firing of individual neurons (Burns,
1968). On higher levels within a large system of possible states and events,
there is always some probability of pathogenic interpretations and conversions
occurring in nonattentional processing. That probability should increase
according to the conditions suggested above-novelty, processing overload, conflicts,
and so on. But every system would be subject to at least some. probability for
mildly pathogenic occurrences. These might be resolved without the emergence of
a neurosis; or the neurosis might take on a harmless nature and eventually
subside. However, the chance of more virulent syndromes would he very hard to
rule out in any one person.
I shall now look at some specific types of
disturbances within the framework applied so far.
ERRORS
An error would be probable whenever the
person has a choice among two or more actions whose organization encourages a
conflation (Norman and Shallice, 1980). Dyspraxia is the condition where errors
occur frequently in persistent patterns. As already noted, structural analogy
is one important contributor. Freud (1916-1917) listed such occasions as when a
person tries to open an office door with the key to his house door. Contiguity
is another important contributor. Reverend Spooner is reported to have
sprinkled claret on some salt he'd spilled, whereas it was normal to sprinkle
salt on spilled claret to relieve stains (Potter, 1976, p. 3); the actions were
interchanged because they were often done contiguously. However, the structural
analogies and contiguities that lead to disturbances need not be obvious to
introspection or observation. Although neurotics are evidently not conscious of
the associations they make, healthy persons might also be unaware of their own
mental structures.
Freud suggested that the person
unconsciously wishes to commit the error as a form of escape, release,
self-punishment, and so on. For example, the man who tried to open his off-ice
door with the key to his house door is claimed to be wishing he were back home;
the lady who injured her face and the one who broke her leg jumping from a carriage
were diagnosed as punishing themselves for self-appraised misconduct (Freud,
1916-1917). Unlike the relation between prior knowledge and processing, this
determinism seems unduly strong and implies single rather than multiple
causality. The analyst is obliged to reconstruct motives, whether or not the
evidence calls for it in a given case. In effect, the probability of
accidental, unmotivated error.% is not properly evaluated. Surely, the analogy
or contiguity leading to conflation need not involve a hidden wish; at most, a
wish could use those contributors to assert itself at a good opportunity.
To see how this might work, let us suppose
that a strong wish arose, where "wish" is defined as an "impulse
directed toward a representation of a desired future state of the world."
Suppose also that the wish is consciously rejected as conflicting with social
directives. According to the model I sketched, the impulse would not just go
away, but would be dismissed from working memory without resolution, Then, the
impulse might wait to assert itself when an analogous or contiguous action that
was not rejected came onto the agenda. Or, the impulse might merely search for
any weak spot in the system. Then, an error would be made when the person was
performing an action normally taken for granted; a mental disturbance could
symbolize itself in symptoms of organs that are easily afflicted (headaches,
sore throats, upset stomachs, etc.); and so on. Note that the error or
disturbance is still a product of problem-solving in that the manifestation
implements (albeit in another domain) an impulse waiting for resolution.
However, as Freud noted, errors also
intrude precisely when the person is straining to avoid them. Apparently, the
impulse to reject the error has been reconfigured in nonattentional processing
by converting or filtering out the inhibition component from the total
representation. The person, unaware of this unconscious. change, might register
and execute the unblocked impulse without recognizing it. The erroneous action
then appears to be just as deliberate as a correct one. A rejected wish would
naturally try to unblock its execution in this way, but many other actions
could occur without a wish simply because pf structural conflation.
Repetition may be another decisive
contributor. Each time an idea comes to mind, the corresponding electrochemical
configuration is activated. Each repetition could add a few degrees of
concentration that eventually add up to a profound substantive change at that
location, e.g., a high density of neurotransmitters. The change eventually
unblocks an erroneous or rejected action the person had no intention of
performing. If so, constantly worrying about an error is likely to bring it
about rather than to prevent it. Inattention arising from repetitious actions
can lead to costly and dangerous errors, e.g., in the operation of complicated
machines (Fitts and Jones, 1961).
ANTISOCIAL ACTS
An antisocial act could be an extreme
stage of this conversion process. Either the mental representation of a
strongly rejected action was stripped of its inhibition component, or the
inhibition was converted to its opposite, the compulsion. As already noted,
opposites encourage print-through via their analogous structure. It is striking
how often an antisocial act flies directly in the face of basic social
directives. Many crimes might have no other motive than the fact that they are,
indeed, crimes. Their rejection is contaminated by their (similarly structured)
affirmation; if this process happened frequently, then probabilities favor the
outcome that, in a certain percentage of cases, antisocial acts are actually
performed with the same directedness as their positive counterparts, e.g.,
murder vs. life-saving, stealing vs. giving, destruction vs. preservation, and
so on. The person might never have
consciously "wished" to commit the act; the mere knowledge of the
act, plus the unconscious conversion that leads to unblocking, could suffice as
a trigger.[2]
NEUROSES
Neuroses could result from a variety of
conflations and conversions outlined above. In the traumatic syndrome, one very
stressful event triggers processing that the person strongly desires to dismiss
from attention, but the powerful affects involved preempt considerable resources
in unconscious processing and lead to pronounced disturbances. The phobia is a
specific reaction to a symbolic object not normally considered to elicit
extreme anxiety. The massive strength of the phobia corresponds to its narrow
focus, as compared to anxiety in general. A Association interrupts processing,
e.g., in loss of memory or orientation, as an escape from possibly undesirable
results. A compulsion (or "obsession") causes the constant
performance of seemingly meaningless acts that, in extreme forms, entail
perversion, aggression, or violence: the unblocking conversion has attained an
extreme concentration at the opposite end of the scale. These symptomatic
neuroses arise from milder, more sporadic conversions than do the character
neuroses. The latter emerge when pathogenic conversions come to dominate a
person's routine processing, leading to such syndromes as erratic delusions,
jealousy, grandiosity, and feelings of persecution. Apparently, the converted
processing establishes itself in a stable and resistant organization and
dominates processes that would otherwise he unrelated and unaffected.
FIXED IDEAS
The fixed idea is a striking case of a
self-perpetuating repetition, like a looping circuit or an absorption state in
systems theory. The pervasive and damaging character of the fixed idea could
arise from a drastic chemical imbalance as repetition creates an extreme
concentration level, far beyond the normal level of a mental configuration. The
idea can then print-through onto an abnormally wide range of otherwise
unrelated ideas and comes to dominate cognition and behavior. Naturally, the
same imbalance is prone to distort the idea itself as well as the patient's
view of the idea.
HYSTERIA
In hysteria, conflation and imbalance are
sufficiently intense to cause extreme manifestations, such as acute pain or
paralysis. A pathogenic event, or an event subjected to strong pathogenic
conversion, continues to build deep-level discomfort until an external
release-valve is found. That valve may simply be a weak or susceptible point in
the physiological system, as appears to be true of some familiar psychosomatic
illnesses. A cure may be brought when the "insight" of psychoanalysis
brings the original event and its conversion to conscious attention, where it
can also be more readily reconfigured and thereby converted back to a harmless
version. The loop is broken and the event loses its power to generate the
symptom. Still, this result might not be dependable: the analysis might fail to
reconstruct the correct or complete pathogenesis; the patient might use some
other event to trigger the same effects; or, in some types of regression, the
loop seems to be re-established after the harmless version is displaced from
attention and dissipated in the continuing activities of mental storage. Hence,
hysteria might resist a lasting cure through analysis-as Freud had to admit.
SCHIZOPHRENIA
Schizophrenia has been defined since
Bleuler as a lack of coordination among human systems. Presumably, the
reconfiguration of mental storage, while creating new associations via
print-through, also produces dissociations. A dominant but abnormal
configuration might defend itself against inspection or change by blocking
access from other configurations. Soon, this blocking of access disrupts the
unity and consistency of cognition and behavior and projects disparate
characters for the same person, since "character" is an abstraction
across a person's actions and attitudes. Another explanation might be that
print-through begins doubling or multiplying alternative configurations for the
same set of events, until two or more conflicting systems have been assembled
and compete for control of processing. A massive print-through between
alternative constructs is followed by a profound confusion of categorical
boundaries. To the outsider, the assignment of dominance to one system or
another might appear random and erratic; but in the patient's own mind, certain
events could, on a deep level, tend to prefer one system over the other and
thereby act as triggers for an abrupt character shift.
PSYCHOSIS
In psychosis, the patient's relationship
to the whole model of socially established reality undergoes a dissociation,
possibly along the lines depicted a moment ago. If we assume that "real"
versus "unreal" are components or markers of stored knowledge
configurations, then the psychotic patient is one who regularly fails to
maintain those components. Despite this change or deterioration, other
components of circumstantial detail may remain unaffected. Thus, the psychotic
may seem intelligent, alert, and efficient much of the time. Yet when the
"real/unreal" parameter becomes acute, behavior can he totally
unpredictable to the outsider.
PARANOIA
Paranoia is a collusion of anxieties or phobias
that leaves the patient in constant fear of persecution. Presumably, a defense
component participates in the routine interpretation of events, leading to such
familiar conversions as sublimation, isolation, projection, repression, and so
on, which comprise an abstract repertory of displacements in directional,
temporal, and numerical contiguity, or in structural analogy (Holland, 1973).
These defense conversions might he grossly overactivated by an undue
electrochemical concentration. Virtually any event could then he taken as a
symbol for danger or disaster, and this pattern would reinforce the
concentration each time it was repeated. The intensely symbolic nature of the
threat allows the paranoid to persist in unfounded fears despite the lack of genuine
occasions for defensive action. When a very advanced stage is reached, the
paranoid may be no longer able to initiate any actions (including ones that
might alleviate the condition) because all consequences, are feared.
GRANDIOSITY
Grandiosity (or "delusions of
grandeur") compensates for feelings of anxiety and inadequacy by
converting one's self-concept into an aggrandizing symbolic construct. This
conversion might leave intact some domains not closely associated with the
explicit role of the self. Thus, the patient appears rational until the
parameter of "self versus other" becomes acute. Of course, one's
self-concept influences so many actions that grandiosity is likely to be almost
as pervasive and debilitating as paranoia. The grandiose patient overperforms
as radically as the paranoid patient underperforms. Eventually, repetitive
enactment could cause such a high concentration of the imbalance that the
customary coherence of thought and action are severely and consistently
degraded.
CONTROL AND THERAPY
The sketch of some classical syndromes in
the previous section, although obviously tentative, suggests some reasonable
conclusions. First, a certain probability of errors and neuroses is built into
the system of human processing, with its concurrent physiological and symbolic
aspects. Given the complexity and adaptability of the system and the staggering
number of possible event sequences, there will always be some probability of
pathogenic constructs. Moreover, society will always have motives to reject
some of a person's wishes, especially a child's, in the interests of order and
unity. Every person will at some time undergo "repression" from
without and impose it from within.
Second, it follows that a
"healthy" person is not one who has eliminated all chance of
pathogenic constructs, but one who can confront and control them or their
manifestations before a damaging level of intensity is reached. A certain
amount of errors and symptoms in everyday life is presumably a beneficial
release-valve for reducing and regulating the load on the system, e.g.,
rejected wishes waiting for resolution. In a certain percentage of cases, this
release becomes imbalanced and detrimental. However, since pathogenic
constructs have a physiological basis as well as a symbolic one, and since the
nature and control of these constructs are poorly understood, it is senseless
to blame the patient for the syndrome. The neurosis is just as motivated and
"real" (i.e., participates in one's orientation) as an illness due to
an organic lesion; the causalities are just more complex, idiosyncratic, and
mediated than in nonneurotic processing.
Third, such oppositions as
"healthy" versus "unhealthy" and "organic" versus
"neurotic," are not strict demarcations, but subtle shadings
sensitive to the Person's context. By overstressing these oppositions, we only
exaggerate the difficulty of therapy and cure. Moreover, the traditional labels
have the effect of giving the patient a role to act out, thereby reinforcing
the imbalance that engendered the syndrome in the first place. In the role of
"schizophrenic," "paranoid," etc., the patient finds an
elaborated symbolic system for thought and behavior. in incurable or highly
resistant patients, this system has evidently enacted a conversion so powerful
and extensive that it can't be dislodged, or can be so only temporarily. Its
constructs print through onto virtually all events of processing.
Fourth, the classical methods of Freudian
and post-Freudian psychoanalysis are inadequate to the extent that they are
fixated not merely on the symbolic aspect, but on restrictive assumptions about
it. For example, Freud himself found the issue of sexuality implicated in so
many patients that he failed to consider the possibility of its being a special
case rather than the general case. He tended to view sexual conflict as the
cause, rather than the effect, of nearly all syndromes. For instance, he tried
to define "personality types" as determined by the stages of
childhood sexuality ("oral," "anal," and
"genital") (Freud, 1908); however, Freud didn't consider that these
types and stages might themselves be only one set of symbols for more abstract
symbolic proclivities, e.g., modes of defining self versus nonself or for
imposing order on experience. In this view, the “oral" type would be
dominated by symbols of ingestion (absorption, accumulation, etc.), while the
"anal" type would be dominated by symbols of elimination
(purification, externalization, etc.). There is no doubt that childhood
sexuality is prone to engender anxieties and conflicts in a society that
drastically denies and represses it; but many other events can trigger
pathogenic sequels.
Equally disproportionate was Freud's
(1915) conviction that all paranoid delusions are defensive attempts to negate
and contain homosexual impulses. His grounds were that such impulses appear to
be disturbing to many paranoid patients, a suggestion that has been confirmed
by some clinical studies (Zamansky, 1958; Sternlof, 1964) but not others
(Sheflin, 1969; MeLaughlin, 1972). This divergence of findings is accountable
if we assume that paranoids are generally anxious about strong social
prescriptions, among which homosexuality may or may not be chosen as a
representation. Thus, a more basic and pervasive tendency for exaggerated
anxiety could encourage a pathogenic interpretation of specific sexual issues
and events-not just the other way around.
These four conclusions indicate that
psychoanalysis could become more flexible and general if we were able to redefine
its central notions within a more abstract theory of human processing. Above
all, we could use a model of how people process their knowledge and experience
in order to anticipate pathogenic developments (estimated in terms of
probabilities) and to redirect them before a syndrome becomes pronounced or
entrenched. This project calls for vastly more differentiated methods of
description and diagnosis. Although analysis is obliged to use the patient's
introspective reports, we need a more complete theory of how these relate to
relevant mental data (Peterfreund, 1975, 1980; Labov and Fanshel 1977). Even
under hypnosis, such reports are not always reliable (Loftus, 1980).
Both implicitly and explicitly,
psychoanalysis has already evolved from the state Freud left it in toward more
abstract and encompassing models. Alfred Adler stressed the balance between
inferiority and superiority as motivations. Carl Gustav Jung subsumed in the
collective unconscious the individual unconscious that dominated Freud's approach.
Harry Stack Sullivan, Erik Erikson, Erich Fromm, and Karen Horney highlighted
social and environmental factors Freud had neglected. Carl Rogers and Abraham
Maslow defined humans as capable of "self-actualization" in a
uniquely experienced world, where strategies must he devised and implemented to
fulfill the person's needs. In the wake of such revisions, the influence of
social interaction upon the ego has been given as much weight as its internal
preoccupations, and the role of sexuality is no longer considered totally
pervasive.
All the same, my impression is that these revisions have mainly
adopted the Freudian framework as their point of orientation. For instance, the
theories are still predominantly conceptualized in anthropomorphic terms with
agents: "ego," "id," "superego,"
"self," "me," "parent," "family,"
"persecutor", etc., that "defend," "repress,"
"project," "displace," "threaten,"
"evaluate," and so on. We should explore the merits of a
"Project" in which a fundamentally distinct framework, such as the
information-processing approach, is used to model the Freudian framework from
the outside. We would improve our understanding and treatment of syndromes if
we could build detailed process models of their origin and operation. By
recasting the usual agents, such as "ego," in terms of processes, we
can restore them to their original dynamic meaning as collective designations
for patterns of human actions.
Therapy itself is still sparsely mapped out in terms of
processing. Freud and his successors relied mainly on the therapeutic value of
uncovering and reenacting past experiences. The analyst is expected to
interpret materials, help lower the patient's resistance, and foster insights
(Wolberg, 1967; Fine, 1973). However, if analysis itself tends to predict
certain findings, it may reduce or bias the range and interpretation of
evidence. For example, given Freud's emphasis on childhood events, the analyst
is typically cast in the role of a parent (Hartley and Strupp, 1980). Moreover,
patients ideally improve when, with the analyst's help, they consciously figure
out the origins of their syndrome and restructure the pathogenic conversion of
the causal event. The frequent protraction or failure of analysis shows the
vulnerability of this ideal and calls for a more process-oriented account of
therapeutic evolution.
An account we might explore is that an
insight helps to substitute a balanced counterpart for a pathogenically
imbalanced processing configuration. However, assuming that a record of that configuration
persists, the patient cannot actually expel it entirely from memory; at best,
skillful psychotherapy can bring about a synthesis between the balanced and the
imbalanced configurations so that whatever remains of the latter now has a new
and positive function. What conditions ought to be necessary or supportive for
such a synthesis?
One possibility is that conscious
attention paid to a non-pathogenic event allows it to override the pathogenic
event that had exerted itself in nonattentional processing. Probably, however,
this attentional effort must be of a certain kind before the positive effect
can occur and the syndrome is overcome. Otherwise, attention may only fixate
the problem but not resolve it, or may even aggravate it. At the very least,
the focus of attention should be accompanied by the patient's strong conviction
that an improvement will occur. Another possibility is, that the analysis
triggers a general destabilization of processing tendencies so that a major
reorganization can begin. "Dynamic" therapies, such as those of the
“gestaltists" (e.g., Fritz Perls) and the "phenomenologists” (e.g.,
Carl Rogers, George Kelley), aim at this fundamental reorganization by
redefining and transforming personal relationships, especially between analyst
and patient. Since their focus is much broader, the chances are better for
influencing a syndrome with abstruse or multiple causes. This second
possibility lends credibility to the notion that neurosis is in part controlled
by the patient's inclination to act out the role of a neurotic. The old
practice of incarcerating patients together in isolation from nonneurotics
afforded ample opportunity to understudy a role. Because attention is decisive
y in learning, remembering, and behaving, paying attention to neurotic symptoms
may reinforce them better than nonattentional processing could. Perhaps a
neurosis can become a symbolic representation of itself as well as of a
converted event in one's experience, and if so, the chain of causalities would
be more complex. Such a factor could explain the unregenerate quality displayed
by many patients receiving traditional therapy that presupposes the simpler
origin. In contrast, the dynamic therapies seek to dismantle the role of
"neurotic" and to reinterpret one's available character components as
parts of a healthy personality. The information-processing approach is in turn
far more encompassing than the dynamic revision therapies. The drawback is that
the abstractness, complexity and diversity of information-processing makes the
operationalizing of tests and therapies extremely difficult. However, the state
of the art in direct testing is not much more refined within traditional
approaches. For example, trying to recognize neurotics on the basis of
conventional physiological gauges (e.g., electroencephalographs, brain scans,
X-rays, angiograms) has turned out to be less reliable than tests having
symbolic (e.g., categorizing, speech perception) as well as physiological
(e.g., finger-tapping, rhythm) elements, such as the Wechsler Adult
Intelligence Scale and the Halstead-Reitan Battery (Levine and Feirstein, 1972;
Filskov and Goldstein, 1974; Goldstein and Halperin, 1977). By and large, tests
direct people to think and behave in ways that may not reveal what occurs spontaneously
in everyday life. Therefore, we need more abstract models and more sensitive
methods to determine the reliability of correlations between detectable
electrochemical states and processing states. Refined and nonnoxious organic
detectors, among which positron emission tomography seems quite impressive
(Ter-Pogassian Raichle, and Sobel, 1980), especially with computer enhancement,
could analyze and compare a wide range of electrochemical states in healthy,
neurotic, and organic patients. If characteristic configurations are found,
these three groups could he identified independently of how they classify
themselves or are classified by individual therapists or conventional tests.
Reliable correlations between physiological versus symbolic functions might
even enable us to differentiate patterns Specifically enough to recognize
subtypes of psychopathology, such as hysteria, paranoia, and schizophrenia. The
same data might serve to develop much more finely tuned means of intervention.
Electric and chemical changes could be precisely designed and controlled in
order to help reconfigure nonhealthy electrochemical states as healthy ones.
Traditional electroshock, medication, and surgery are too much like
salvo-bombing -- massive discharge throughout the system in hopes of hitting a
small 'elusive target (with impact on many nontargets). A refined knowledge of
the nature and constitution of electrochemical states in human processing would
enable specialized, accurate physiological targeting, such as changing the
concentrations of neurotransmitters.
Furthermore, the discovery of reliable
correlations between detectable electrochemical states and processing states
would support a more perspicuous interpretation of the patients' verbal
evidence-complaints, reports, interviews, and so forth. Several of my students
have analyzed discourse samples from patients diagnosed as having
schizophrenia, Alzheimer's disease, and closed-head trauma.[3] Although we
observed that certain linguistic features are typical of neurotic discourse,
such as word-repetition and rhyming, these features are far from adequate for
diagnostic purposes, and are not entirely absent from normal discourse.
Moreover, a few patients appeared to be cultivating those features (especially
rhymes) in order to play their role as neurotics. We also tested the attitudes
of outside observers by comparing their judgments of samples from neurotics
versus samples from healthy subjects, and the features identified as neurotic
were found in the control samples as well. These common conceptions about the
presumed features of neurotic discourse could easily become part of a patient's
role-playing.
Such findings indicate that, as a
configuration of symbols, the surface text by itself is not a very reliable
indicator of the speaker's cognitive states; at the very least, the production
of the text is a vastly complex processing event (Beaugrande, 1984). A
therapist frequently has to rely on intuition and guesswork when inferring a
syndrome from what patients say. However, if we could gauge electrochemical
states characterizing the syndrome and correlate them with electrochemical
states characterizing the production and reception of discourse, we would
finally have independent criteria for assessing the ratio between pathological
manifestations and symbolic representations in language. We would also he
better able to understand and control syndromes by taking into account the
pathogenic and therapeutic potential of discourse itself (Labov and Fanshel,
1977). Moreover, we could provide a better account of the larger sociological
contexts of human communication, such as those whose importance has been shown
in the "dynamic" therapies.
All this presupposes a method of analysis
to capture extremely fine differentiations in both physiological and symbolic
substrates. Highly detailed theoretical models of cognition, far beyond those
now in circulation, will be required for this enterprise. Otherwise, even the
most exact physiological data can elude consistent and meaningful interpretation;
the greater the exactness, the more stringent the theoretical demands. Models
of human knowledge are required on a large and ambitious scale (see Minsky,
1975; Brachman, 1978; Fahlman, 1979; Findler, 1979). For some time, these
models will necessarily remain underdifferentiated in comparison to the human
processes themselves, but at least steady progress can be expected. This is not
true as long as we tolerate an extensive theoretical gap between the
physiological and the symbolic.
The recourse I have tried to outline could
bear on many issues other than psychotherapy. The most obvious one is
developmental learning. So far, we can gauge only the gross results of learning
that can he practically manifested in certain classes of performance. We have
little notion of the physiological and symbolic changes that occur in
successful learning, as compared to failure or limited success. Though still
disputed, the phenomenon of "visceral learning" demonstrated by Neal
Miller signals that even fairly gross electrochemical intervention can y bring
about complex learning (Jonas, 1973). A vastly more refined mode of
intervention might well open an unprecedented technology for guiding and
optimizing human learning. Here too, the theoretical basis may prove harder to
create than the technological implementation.
Other applications are not hard to
envision: the improving of self-concepts and social expectations, the
circumvention of defenses that block cognitive development, the reduction of
routine errors, the alleviation of aggression and hostility, the correction of
criminal and other antisocial tendencies, and many more. Of course, a malignant
authority might abuse the same methods to bring about harmful effects. Still,
it seems reasonable to hope that the positive applications could at least
reduce people's inclinations to carry out the negative ones. As such, this
particular advance could mediate against human tendencies to abuse it.
To the practicing psychoanalyst and
empirical psychologist, this project may seem utopian-as indeed many notions we
now take for granted seemed in times past. However, the project is derivable
from recognized fundamental principles in physiological and symbolic
processing. Admittedly, the details have yet to be supplied in a great many
domains, and there is danger that the correlation between these two basic
aspects of processing may prove unreliable or at 'least unsystematic within our
normal understanding of the notion of "system." Nonetheless, I hardly
think that this correlation can be random, given the extent of uniformity
needed to support human cognition of reality and communication of ideas. At the
very least, we ought to probe the correlation before we make a judgment.
If the project were to succeed, we would
probably want to revise the theory and practice of psychoanalysis and
psychotherapy. However, we would also want to retain parts of them with a
clearer understanding of why they work and under what conditions. The present
lack of interchange between psychoanalysis and process psychology is neither in
the interests of patients nor investigators, nor indeed of a society
consistently beset by its own failure to control and recast pathogenic
constructs.
NOTES
*For helpful comments on a draft of this
paper, I am greatly indebted to Robert Boice (Albany), Michel Grimaud
(Wellesley), Norman Holland (Gainesville), Elizabeth Loftus (Seattle), Don
MacKay (Claremont), Donald Norman (La Jolla), Begonia Roji Menchaca
(Salamanca), Bernard Paris (Gainesville), David Rubin (Durham), and Insup
Taylor (Toronto).